Services
Customer Dispute Expungement
Did you know that customer disputes on your CRD can be expunged? Under Rule 2080, FINRA has established a specific process for permanently removing meritless customer disputes from your U4 and from BrokerCheck. While this process can be extensive, our team of experts is here to help guide you through the details and ensure a successful outcome.
Don't let meritless customer disputes impact your career. Contact Us today to learn more about how we can help you remove these unwarranted marks from your record and take control of your career.
Tax Lien Expungement
Tax liens are a unique issue because they vary so drastically between each person. There are federal IRS liens and there are state tax liens. There are large balances and there are small balances. There are payment plans and reductions in balances. Each is handled separately and depends upon how much you owe. Most liens can eventually be released and permanently removed from BrokerCheck. Please contact our office to speak to one of our experts about the details of your case.